Registrar and Issuer Services in the Nordic market

Shareholder Administration

Our services to shareholders:

• Registrar and Issuer Services offers services as the connecting link between issuers of securities and Euronext Securities Oslo, the Norwegian central securities depository, and administrate and execute all corporate actions for issuers.

Get in touch with us:

Mail: kua@dnb.no

Phone: +47 23 26 80 18

Corporate Actions

The Registrar and Issuer Services has advisory capabilities to ensure correct and timely completion of all kinds of corporate events and further the ability and experience to handle large IPOs.

Get in touch with us:

Mail: kuau@dnb.no

Phone: +47 23 26 80 16

General Meetings (AGMs)

We can help your company with:Registrar and Issuer Services administrate and assist issuers to conduct general meetings in either:

• Physical
• Hybrid
• Viritual form

Get in touch with us:

Mail: kua@dnb.no

Phone: +47 23 26 80 18

Registrar Services

As the largest service provider of registrar services in Norway, we offer the following:

• Entry of, and administration of issuers in Euronext Securities Oslo.
• Maintenance of the register of members of issuers.
• Distribution of cash dividends and dividends in kind.
• Handling general meetings and proxy reporting.
• Administration of warrants programs.
• Administration of employee share savings plans.
• Corrections in tax at source pending payment to tax authority.

Get in touch with us:

Mail: kua@dnb.no

Phone: +47 23 26 80 18

Bond and Debt Administration

We offer:

• Issuance of, and recording of bonds in Euronext Securities Oslo.
• Administration of bonds in currencies NOK, AUD, DKK, EUR, GBP, SEK, USD.
• Regulation of interest and maturity.
• Distribution of interest payments and principal amount.
• Administration of convertible bonds.
• Administration of put and call bonds.
• Give advice on technical implementation on the above-mentioned services.

Get in touch with us:

Mail: kuo@dnb.no

Phone: +47 23 26 80 19

Cross-Border Issuer Solutions

Issuers may have an incentive to have a secondary listing on a regulated market place or on a multi trading facility ("MTF") in Oslo, Norway or in Stockholm, Sweden.

As the largest service provider of Registrar and Issuer Services in Norway for issuers incorporated in jurisdictions other than Norway, we offer secondary dual-recording in Euronext Securities Oslo in accordance with EU/EEA CSDR, or alternatively in the form of depository receipts, currently towards 20 different jurisdictions.

Issuers incorporated in jurisdictions other than Sweden, may have a secondary recording in Euroclear Nordics in accordance with EU/EEA CSDR, or alternatively in the form of depository receipts, currently towards 9 different jurisdictions.

Via DNB Carnegie Custody Services, we execute swift and efficient cross border transactions between the primary centralized securities depository of the issuer and the secondary depository in Norway or Sweden for the benefit of the investors, issuers and financial institutions.

Get in touch with us:

Norway:

Mail: kuau@dnb.no

Phone: +47 23 26 80 16

Sweden:

Mail: emissioner@dnbcarnegie.se

Phone: +46 (0) 8 473 45 50

Depository Receipt Programmes

DNB Carnegie Registrar and Issuer Services offers depository receipts program services in order to facilitate access to the Norwegian and Swedish securities markets.

Such solutions simplifies cross-border investing and helps issuers to reach a broader international investor base and access additional capital markets.

Issuers recorded in a primary centralized securities depository other than Euronext Securities Oslo in Norway or Euroclear Nordics in Sweden, may opt for a secondary registration in either the Norwegian or Swedish centralized securities depositories in the form of depository receipts.

Depository Receipts in Norway and Sweden are referred to as follows:

• Norwegian Depository Receipts - "NDR"
• Swedish Depository Receipts - "SDR"

The terms of the NDRs and SDRs and further the exercise of rights of the depository receipts are regulated in the Terms and Conditions.

Get in touch with us:

Norway:

Mail: kuau@dnb.no

Phone: +47 23 26 80 16

Sweden:

Mail: emissioner@dnbcarnegie.se

Phone: +46 (0) 8 473 45 50

Regulatory and market infrastructure support

As the primary services provider in Norway, and being the largest client of Euronext Securities Oslo, we have contineous focus on regulatory changes, compliance, and technical development in addition to close dialouge with Euronext Securities Oslo, by our different subject matter experts.